3235-AN13 202210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

The Division is considering recommending that the Commission adopt amendments to Form PF, the form on which advisers to private funds report certain information about private funds to the Commission, jointly with the CFTC.

The CFTC and SEC jointly proposed to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator or commodity trading adviser. The amendments are designed to enhance the Financial Stability Oversight Council’s ability to monitor systemic risk as well as bolster the SEC’s regulatory oversight of private fund advisers and investor protection efforts. 

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 275.204(b)-1 17 CFR 279.9 15 U.S.C. 80b-4 15 U.S.C. 80b-11 No NPRM 09/01/2022 87 FR 35938 NPRM Comment Period End 10/11/2022 Final Action 04/00/2023 Undetermined Undetermined Undetermined No No Mike Neus Division of Investment Management 3235 Securities and Exchange Commission SEC 212 336-5561 neusmi@sec.gov 100 F Street NE, Washington DC 20549