3235-AN14 202304 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Prohibition of Conflicted Practices for Investment Advisers That Use Certain Covered Technologies

The Division is considering recommending that the Commission propose rules related to investment adviser conflicts in the use of predictive data analytics, artificial intelligence, machine learning, and similar technologies in connection with certain investor interactions.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No None Not Yet Determined No NPRM 10/00/2023 Undetermined Undetermined Undetermined No No Sirimal Mukerjee Senior Special Counsel, Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-3340 mukerjees@sec.gov 100 F Street NE, Washington DC 20549