3235-AN19 202404 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Covered Clearing Agency Resiliency and Recovery and Wind-Down Plans

The Division is considering recommending that the Commission adopt rules to expand requirements regarding recovery and wind-down plans and to revise certain risk management requirements for clearing agencies. The Commission proposed to amend certain portions of the Covered Clearing Agency Standards under the Securities Exchange Act of 1934 to strengthen the existing rules regarding margin with respect to intraday margin and the use of substantive inputs to a covered clearing agency’s risk-based margin system. The Commission also proposed a new rule to establish requirements for the contents of a covered clearing agency’s recovery and wind- down plan.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 U.S.C. 78q-1 12 U.S.C. 5464(a)(2) No NPRM 05/30/2023 88 FR 34708 NPRM Comment Period End 07/17/2023 Final Action 10/00/2024 No None No No No No Elizabeth Fitzgerald Assistant Director 3235 Securities and Exchange Commission SEC 202 551-6036 fitzgeraldel@sec.gov 100 F Street NE, Washington DC 20549