3235-AN23 202404 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders

The Division is considering recommending that the Commission amend certain rules of Regulation National Market System (Regulation NMS) under the Securities Exchange Act of 1934, as amended, to adopt variable minimum pricing increments for the quoting and trading of NMS stocks, reduce the access fee caps, and enhance the transparency of better priced orders.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 242.600(b)(59) 17 CFR 242.600(b)(78) 17 CFR 242.603 17 CFR 242.610 17 CFR 242.612 15 U.S.C. 78b 15 U.S.C. 78c 15 U.S.C. 78e 15 U.S.C. 78f 15 U.S.C. 78k 15 U.S.C. 78k-1 15 U.S.C. 78o 15 U.S.C. 78o-3 15 U.S.C. 78q 15 U.S.C. 78s 15 U.S.C. 78w(a) 15 U.S.C. 78mm No NPRM 12/29/2022 87 FR 80266 NPRM Comment Period End 03/31/2023 Final Action 10/00/2024 YES Businesses None No No Yes No Kelly Riley Senior Special Counsel 3235 Securities and Exchange Commission SEC 202 551-6772 reileyke@sec.gov 100 F Street NE, Washington DC 20549