3235-AN45 202504 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Rule 17a-7 Under the Investment Company Act

The Division is considering recommending that the Commission propose amendments to rule 17a-7 under the Investment Company Act of 1940 to modernize the conditions for and expand the availability of the exemption of certain purchase or sale transactions between an investment company and certain affiliated persons. 

]]> Economically Significant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No Deregulatory 17 CFR 270.17a-7 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-10(f) 15 U.S.C. 80a-17(d) 15 U.S.C. 80-37(a) No NPRM 04/00/2026 YES Businesses None No Yes No Michael Khalil Senior Counsel 3235 Securities and Exchange Commission SEC 202 551-6792 khalilm@sec.gov 100 F Street, NE, Washington DC 20549