3235-AN46 202504 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to the Custody Rules

The Division is considering recommending that the Commission propose amendments to existing rules and/or propose new rules under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 to improve and modernize the regulations around the custody of advisory client and fund assets, including to address in each case crypto assets.

]]> Economically Significant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No Deregulatory Not Yet Determined 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-17(f) 15 U.S.C. 80a-37 15 U.S.C. 80b-4 15 U.S.C. 80b-6(4) 15 U.S.C. 80b-11 15 U.S.C. 80b-3(c)(1) 15 U.S.C. 80b-18b No NPRM 04/00/2026 YES Businesses None No Yes No Samuel Thomas 3235 Securities and Exchange Commission SEC 202 551-7952 thomassa@sec.gov 100 F St NE, Washington DC 20549