3235-AN66 202510 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Investment Adviser Recordkeeping Rule

The Division is considering recommending that the Commission propose amendments to rule 204-2 under the Investment Advisers Act of 1940, which requires investment advisers to make and keep certain records, to address the appropriate scope of and identified compliance burdens related to electronic communications and to account for certain technological developments since the rule was adopted.

]]> Economically Significant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No Deregulatory 17 CFR 275.204-2 15 U.S.C. 80b-4 No NPRM 10/00/2026 Undetermined None No No No Ted Uliassi Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-6095 uliassit@sec.gov 100 F St NE, Washington DC 20549