3235-AN72 202510 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Rule 13f-2, Related Form SHO, and Regulation SHO

The Division is considering recommending that the Commission propose amendments that would reduce costs and burdens associated with the requirements of Institutional Investment Managers to report short positions to the Commission under Rule 13f-2, adopted pursuant to Section 929X of the Dodd-Frank-Act. The Division is also considering recommending amendments to update the regulatory framework of Regulation SHO in light of changes in the marketplace since the short sale rules were adopted and ease associated compliance burdens.

]]> Economically Significant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No Deregulatory 17 CFR 240.13f2 17 CFR 249.332 15 U.S.C. 78a et seq. 15 U.S.C. 7201 et seq. No NPRM 10/00/2026 Undetermined None No No No Carol McGee Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5994 mcgeec@sec.gov 100 F Street NE, Washington DC 20549