View Rule

View EO 12866 Meetings

Printer-Friendly Version Download RIN Data in XML

SEC

RIN: 3235-AH03

Publication ID: Spring 1997

Title: ●Proposed New Disclosure Option for Open-End Management Investment Companies
Abstract: The Commission has proposed for comment a new rule to permit open-end management investment companies ("funds") to provide investors with a "fund profile." The profile would present a summary of key information about a fund in a concise, standardized format.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: No	Unfunded Mandates: No
CFR Citation: 17 CFR 230.497 17 CFR 230.482 17 CFR 274.11A
Legal Authority: 15 USC 77a et seq 15 USC 80a-1 et seq

Timetable:

Action	Date	FR Cite
NPRM	02/27/1997	62 FR 10943
NPRM Comment Period End	06/09/1997	62 FR 10943
Final Action	12/00/1997

Regulatory Flexibility Analysis Required: Yes	Government Levels Affected: None
Small Entities Affected: Businesses
Included in the Regulatory Plan: No
Agency Contact: David U. Thomas Office of Disclosure and Investment, Division of Investment Management Securities and Exchange Commission Phone:202 942-0721