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SEC RIN: 3235-AH03 Publication ID: Spring 1998 
Title: Proposed New Disclosure Option for Open-End Management Investment Companies 
Abstract: The Commission adopted a new rule to permit open-end management investment companies ("funds") to provide investors with a "fund profile." The profile presents a summary of key information about a fund in a concise, standardized format. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.497    17 CFR 230.482    17 CFR 274.11A   
Legal Authority: 15 USC 77a et seq    15 USC 80a-1 et seq   
Timetable:
Action Date FR Cite
NPRM  02/27/1997  62 FR 10943   
NPRM Comment Period End  06/09/1997  62 FR 10943   
Final Action  03/10/1998  63 FR 13968   
Final Action Effective  06/01/1998  63 FR 13968   
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses 
Included in the Regulatory Plan: No 
Agency Contact:
George Zornada
Office of Disclosure Regulation, Division of Investment Management
Securities and Exchange Commission
Phone:202 942-0528