View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AH04 | Publication ID: Fall 1998 |
Title: Amendments to Rules 17a-3 and 17a-4 Under the Securities Exchange Act of 1934 | |
Abstract: The Commission reproposed for comment amendments to the books and records rules which will take into consideration the comments received in response to the proposing release. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240 (Revision) | |
Legal Authority: 15 USC 77c 15 USC 77d 15 USC 77g 15 USC 77j 15 USC 77s 15 USC 77eee 15 USC 77ggg 15 USC 77nnn 15 USC 77sss 15 USC 77ttt 15 USC 78c 15 USC 78d 15 USC 78f 15 USC 78i 15 USC 78j ... |
Timetable:
|
Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Included in the Regulatory Plan: No | |
Agency Contact: Thomas K. McGowan Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5521 Fax:202 772-9273 Email: mcgowant@sec.gov |