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| SEC | RIN: 3235-AH44 | Publication ID: Fall 1998 |
| Title: ●Form TA-2, Form To Be Used by Transfer Agents Registered Pursuant to Section 17A of the Securities Exchange of 1934 for the Annual Report of Transfer Agent Activities | |
| Abstract: As part of the Commission's continuing efforts to improve and simplify forms and rules, the Commission proposes to amend Form TA-2 and its enabling Rule 17Ac2-2. In addition, the Commission is proposing to rescind Rule 17a-24 and to amend Rule 17Ac-2 and Form TA-2 to elicit more comprehensive information on lost securityholders. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 240.17Ac2-2 17 CFR 240.17a-24 17 CFR 249b.102 (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: 15 USC 78g-l | |
Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
| Included in the Regulatory Plan: No | |
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Agency Contact: Lori Rae Bucci Office of Risk Management and Control, Division Market Regulation Securities and Exchange Commission Phone:202 942-0742 Fax:202 942-9695 Email: buccil@sec.gov |
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