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SEC

RIN: 3235-AH44

Publication ID: Fall 2000

Title: Revised Transfer Agent Form and Related Rule
Abstract: The Securities and Exchange Commission (Commission) adopted amendments to rule 17Ac2-2 and related Form TA-2 and rescinded rule 17a-24 under the Securities Exchange Act. The amendments make technical corrections to rule 17Ac2-2 and provide greater clarity to Form TA-2. Specifically, the amendments are designed to clarify filing requirements and instructions; eliminate or change ambiguous terms and phrases; delete certain redundant or unnecessary questions; and add questions that would help the Commission to more effectively monitor the transfer agent industry.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Completed Actions
Major: No	Unfunded Mandates: No
CFR Citation: 17 CFR 240.17Ac2-2 17 CFR 240.17a-24 17 CFR 249b.102 (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78g-l

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	03/31/1999	64 FR 15310
NPRM Comment Period End	05/17/1999
Final Action	06/02/2000	65 FR 36602
Final Action Effective	07/10/2000

Regulatory Flexibility Analysis Required: Yes	Government Levels Affected: None
Small Entities Affected: Businesses	Federalism: No
Included in the Regulatory Plan: No
Agency Contact: Lori Rae Bucci Office of Risk Management and Control, Division Market Regulation Securities and Exchange Commission Phone:202 942-0742 Fax:202 942-9695 Email: buccil@sec.gov