View Rule

View EO 12866 Meetings

Printer-Friendly Version Download RIN Data in XML

SEC

RIN: 3235-AH91

Publication ID: Fall 2000

Title: Auditor Independence
Abstract: The Commission proposed amendments to its auditor independence regulations. The rule proposals relate to, among other things, investments, family relationships and services provided by an auditor to a Commission registrant that would impair the auditor's independence with respect to that registrant.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 210
Legal Authority: 15 USC 77a et seq 15 USC 78a et seq 15 USC 79a et seq 15 USC 80a-1 et seq

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	06/30/2000	65 FR 43148
NPRM Comment Period End	09/25/2000
Final Action	11/00/2000

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: Undetermined
Included in the Regulatory Plan: No
Agency Contact: John M. Morrissey Office of the Chief Accountant Securities and Exchange Commission Phone:202 942-4400 Fax:202 942-9656