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DOL/EBSA RIN: 1210-AA92 Publication ID: Fall 2002 
Title: ●Default Rollover Safe Harbor 
Abstract: This regulation would provide safe harbors under which the designation of an institution and investment of funds is deemed to satisfy the fiduciary requirements of sec. 404(a) of ERISA. The Department intends to issue a request for information in order to obtain additional information from the public to assist it in developing the required safe harbors. 
Agency: Department of Labor(DOL)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 29 CFR 2550   
Legal Authority: 29 USC 1104(c)    29 USC 1105    PL 107-16, sec 657   
Legal Deadline:
Action Source Description Date
Final  Statutory  Deadline prescribed by Sec. 657(c)(2)(A) of the Economic Growth and Tax Reconciliation Act of 2001 (Pub. L. 107-16).  06/07/2004 
Timetable:
Action Date FR Cite
Request for Information  12/00/2002    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
Agency Contact:
Louis J. Campagna
Supervisory Pension Law Specialist
Department of Labor
Employee Benefits Security Administration
Room N5669, 200 Constitution Avenue, NW, FP Building,
Washington, DC 20210
Phone:202 693-8500