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TREAS/FINCEN

RIN: 1506-AA44

Publication ID: Spring 2003

Title: ●Requirement That Futures Commission Merchants and Introducing Brokers in Commodities Report Suspicious Transactions
Abstract: This document will add futures commission merchants and introducing brokers in commodities to the regulatory definition of "financial institution," and would require that they report suspicious transactions to FinCEN.
Agency: Department of the Treasury(TREAS)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: No	Unfunded Mandates: No
CFR Citation: 31 CFR 103.11 31 CFR 103.17 31 CFR 103.33 31 CFR 103.56
Legal Authority: 12 USC 1829b 12 USC 1951 to 1959 31 USC 5311 to 5314 31 USC 5316 to 5332

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	05/05/2003	68 FR 23653
NPRM Comment Period End	07/07/2003
Final Rule	12/00/2003

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
Agency Contact: Cynthia L. Clark Ms Deputy Chief Counsel Department of the Treasury Financial Crimes Enforcement Network P.O. Box 39, Vienna, VA 22183 Phone:703 905-3758 Fax:703 905-3758 Email: cynthia.clark@fincen.gov