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SEC

RIN: 3235-AI55

Publication ID: Spring 2003

Title: Exemption for Standardized Options From Provisions of the Securities Act of 1933 and From the Registration Requirements of the Securities Exchange Act of 1934
Abstract: The Commission adopted amendments that exempt transactions in most standardized options from provisions of the Securities Act of 1933 and from the registration requirements of the Securities and Exchange Act of 1934.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Completed Actions
Major: No	Unfunded Mandates: No
CFR Citation: 17 CFR 230.238 17 CFR 240.9b-1 17 CFR 240.12a-9 17 CFR 240.12h-1
Legal Authority: 15 USC 77z-3 15 USC 78l(h) 15 USC 78w(3) 15 USC 78mm

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	08/01/2002	67 FR 50326
NPRM Comment Period End	09/03/2002
Final Action	01/02/2003	68 FR 188
Final Action Effective	01/02/2003

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
Agency Contact: Sean Harrison Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3430 Email: harrisons@sec.gov