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TREAS/OTS

RIN: 1550-AC16

Publication ID: Spring 2008

Title: Personal Transactions in Securities
Abstract: Office of Thrift Supervision (OTS) regulations currently require certain officers and employees of savings associations to file reports of their personal securities transactions with the savings association within 10 business days after the end of each calendar quarter. OTS is amending 12 CFR 551.150(a) to provide that such reports must be filed no later than 30 calendar days after the end of each calendar quarter. As a result of this amendment, the time period for officers and employees of savings associations to file the report will be consistent with the time period for persons in similar positions at investment companies to file such reports under regulations promulgated by the Securities and Exchange Commission.
Agency: Department of the Treasury(TREAS)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Completed Actions
Major: No	Unfunded Mandates: No
CFR Citation: 12 CFR 551
Legal Authority: 12 USC 1462a 12 USC 1463 12 USC 1464

Legal Deadline: None

Timetable:

Action	Date	FR Cite
Interim Final Rule	06/01/2007	72 FR 30473
Interim Final Rule Comment Period End	07/31/2007
Interim Final Rule Effective	06/01/2007	72 FR 62768
Final Action	11/07/2007	72 FR 62768
Final Action Effective	11/07/2007

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Judi McCormick Director, Trust and Specialty Department of the Treasury Office of Thrift Supervision 1700 G Street NW., Washington, DC 20552 Phone:202 906-5636 David A. Permut Counsel (Banking and Finance), Business Transactions Division Department of the Treasury Office of Thrift Supervision 1700 G Street NW., Washington, DC 20552 Phone:202 906-7505