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SEC RIN: 3235-AH13 Publication ID: Spring 2008 
Title: Amendments to Rules 144 and 145 
Abstract: The Commission adopted revisions to Rule 144, Rule 145, and Form 144 to make the rules and form easier to understand and apply, to shorten the holding period, to increase the Form 144 filing thresholds, and to codify certain interpretive positions. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.144   
Legal Authority: 15 USC 77a et seq   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/20/1997  62 FR 9246   
NPRM Comment Period End  04/29/1997    
Second NPRM  07/05/2007  72 FR 36822   
Second NPRM Comment Period End  09/04/2007    
Final Action  12/17/2007  72 FR 71546   
Final Action Effective  02/15/2008    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2007/33-8869fr.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Raymond A. Be
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3500