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SEC RIN: 3235-AJ06 Publication ID: Fall 2009 
Title: Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act 
Abstract: The Commission, together with the Federal Reserve Board, Federal Deposit Insurance Corporation, Federal Trade Commission, National Credit Union Administration, Office of the Comptroller of the Currency, Office of Thrift Supervision and Commodity Futures Trading Commission (the Agencies), requested comment on whether the Agencies should consider amending the regulations that implement the privacy provisions of the Gramm-Leach-Bliley Act ("GLBA") to allow or require financial institutions to provide alternative types of privacy notices that would be easier for consumers to understand. Pursuant to the Financial Services Regulatory Relief Act, the Agencies proposed a model form that may be used at the option of financial institutions to comply with disclosures required under the privacy provision of GLBA. The Commission reopened the comment period on the proposed model privacy notice to solicit public comment on data and a report on consumer testing of a revised version of the proposed model privacy form. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 160    17 CFR 248   
Legal Authority: 15 USC 6804    15 USC 78q and 78W    15 USC 80a-30 and 80a-37    15 USC 80b-4 and 80b-11   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  12/30/2003  68 FR 75165   
ANPRM Comment Period End  03/29/2004    
NPRM  03/29/2007  72 FR 14490   
NPRM Comment Period End  05/29/2007    
Second NPRM  04/20/2009  74 FR 17925   
Second NPRM Comment Period End  05/20/2009    
Final Action  12/00/2009    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2009/34-61003.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Thoreau Adrian Bartmann
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6745
Email: bartmannt@sec.gov