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CFTC | RIN: 3038-AC63 | Publication ID: Spring 2010 |
Title: Account Ownership and Control Reports | |
Abstract: The Commission intends to solicit public comment with respect to the adoption of regulations that would identify the owners of transactions reported to the trade surveillance system. Such regulations would enable trade practice and market surveillance staff to perform timely and customized analysis of trading activity. | |
Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: No | Unfunded Mandates: No |
CFR Citation: 17 CFR 15 to 21 | |
Legal Authority: 7 USC 1 et seq, as amended by PL 110-246 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Rachel F. Berdansky Deputy Director, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5641 Fax:202 418-5429 Email: rberdansky@cftc.gov |