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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AK55 | Publication ID: Spring 2010 |
| Title: ●Large Trader Reporting | |
| Abstract: The Division is considering recommending that the Commission propose a rule to implement its authority under section 13(h) of the Exchange Act to establish a large trader reporting system. The proposed rule would help the Commission identify traders that conduct a substantial volume or large fair market value of trading activity and collect information on their trading activity. Among other things, the information collected could be used to conduct market reconstruction and large-scale investigations of manipulative, abusive, and other illegal trading activity. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: 15 USC 78m(h) | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Richard Holley Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5614 Email: holleyr@sec.gov |
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