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CFTC RIN: 3038-AC63 Publication ID: Fall 2010 
Title: Account Ownership and Control Reports  
Abstract: The Commission intends to solicit public comment with respect to the adoption of regulations that would identify the owners of transactions reported to the trade surveillance system. Such regulations would enable trade practice and market surveillance staff to perform timely and customized analysis of trading activity. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 15 to 21   
Legal Authority: 7 USC 1 et seq, as amended by PL 110-246   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  07/02/2009  74 FR 31642   
ANPRM Comment Period End  08/17/2009    
NPRM  07/19/2010  75 FR 41775   
NPRM Comment Period End  10/07/2010    
Next Action Undetermined  To Be Determined    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Rachel F. Berdansky
Deputy Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5641
Fax:202 418-5429
Email: rberdansky@cftc.gov