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SEC | RIN: 3235-AJ33 | Publication ID: Fall 2010 |
Title: Fair Administration and Governance of Self-Regulatory Organizations | |
Abstract: The Commission proposed new rules and amendments to existing rules and forms under the Exchange Act pertaining to the oversight and operation of self-regulatory organizations (SROs) that are national securities exchanges or national securities associations. The Division is considering recommending a re-proposal to the Commission. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 78c 15 USC 78o-3 15 USC 78q 15 USC 78w |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: http://www.sec.gov/rules/proposed/34-50699.htm | |
RIN Data Printed in the FR: No | |
Agency Contact: Susie Cho Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5639 Fax:202 772-9275 Email: chos@sec.gov |