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SEC

RIN: 3235-AJ53

Publication ID: Fall 2010

Title: Frequency of Distribution of Capital Gains
Abstract: The Division is considering recommending that the Commission propose amendments to rules governing dividend payments and distributions by registered investment companies under the Investment Company Act. Rule 19a-1 prescribes the form of the written statement, required under section 19(a) of the Act, that discloses the sources of distribution payments when distributions are made from any source other than income. Rule 19b-1 governs the frequency of capital gains distributions by registered investment companies.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 270.19a-1    17 CFR 270.19b-1
Legal Authority: 15 USC 80a-19(a)    15 USC 80a-19(b)    15 USC 80a-37(a)

Legal Deadline:  None

Timetable: Action Date FR Cite NPRM  05/00/2011

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Penelope W. Saltzman Senior Special Counsel, Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6734 Email: saltzmanp@sec.gov