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SEC | RIN: 3235-AK14 | Publication ID: Fall 2010 |
Title: Proposed Rules for Nationally Recognized Statistical Rating Organizations | |
Abstract: The Commission proposed rule amendments and a new rule that would require nationally recognized statistical rating organizations ("NRSROs") to furnish a new annual report by the firm's designated compliance officers, to disclose additional information about firm sources of revenue, and to make publicly available a consolidated report about revenues attributable to persons paying the NRSRO for the issuance or maintenance of a credit rating. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Yes | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.17g-1 17 CFR 240.17g-2 17 CFR 240.17g-3 17 CFR 240.17g-5 17 CFR 240.17g-7 | |
Legal Authority: 15 USC 78o-7 15 USC 89q |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: Undetermined |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2009/34-61051.pdf | |
RIN Data Printed in the FR: Yes | |
Related RINs: Related to 3235-AK17, Related to 3235-AK18, Related to 3235-AK19 | |
Agency Contact: Sheila Swartz Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5545 Email: swartzs@sec.gov |