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SEC RIN: 3235-AK18 Publication ID: Fall 2010 
Title: Security Ratings 
Abstract: The Commission proposed replacing rule and form requirements for offerings of corporate debt under the Securities Act and the Exchange Act that rely on security ratings. The Dodd-Frank Wall Street Reform and Consumer Protection Act was enacted on July 21, 2010. The Division is considering the next steps to recommend to the Commission in light of the Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 229.10    17 CFR 229.1100    17 CFR 229.1112    17 CFR 229.1114    17 CFR 230.134    17 CFR 230.138    17 CFR 230.139    17 CFR 230.168    17 CFR 230.415    17 CFR 230.436    17 CFR 239.13    17 CFR 239.25    17 CFR 239.31    17 CFR 239.33    17 CFR 239.34    17 CFR 239.39    17 CFR 240.14a-101   
Legal Authority: 15 USC 77f    15 USC 77g    15 USC 77j    15 USC 77s(a)    15 USC 78l    15 USC 78m    15 USC 78n    115 USC 78o(d)    15 USC 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/11/2008  73 FR 40106   
NPRM Comment Period End  09/05/2008    
Reopen Comment  10/09/2009  74 FR 52374   
Comment Period End  12/08/2009    
Next Action   07/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2009/33--9069.pdf  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AK14, Related to 3235-AK17, Related to 3235-AK19 
Agency Contact:
Blair Petrillo
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3430