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SEC RIN: 3235-AK42 Publication ID: Fall 2010 
Title: Beneficial Ownership Reporting 
Abstract: The Division is considering recommending that the Commission propose revisions to Regulation 13D-G and Schedules 13D and 13G to modernize the beneficial ownership reporting requirements to, among other things, address the disclosure obligations relating to the use of equity swaps and other derivative instruments. The Division also is evaluating whether to recommend that the Commission propose rules to require public disclosure of significant short positions and short sales. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Action Date FR Cite
NPRM  09/00/2011    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Nicholas Panos
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3440