View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML
SEC RIN: 3235-AK46 Publication ID: Fall 2010 
Title: Regulation of Non-Public Trading Interest 
Abstract: The Commission proposed to amend the definition of "bid" or "offer" in Rule 600(b)(8) of Regulation NMS; to lower the trading threshold in Rule 301(b) of Regulation ATS: and to amend the joint SRO plans to require real-time disclosure to address transparency and fairness concerns related to automated trading systems that do not display quotes in the public quote stream. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/23/2009  74 FR 61208   
NPRM Comment Period End  02/22/2010    
Final Action  03/00/2011    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2009/34-60997.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Arisa Tinaves
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5676
Email: tinavesa@sec.gov