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SEC

RIN: 3235-AK66

Publication ID: Fall 2010

Title: ●Family Offices
Abstract: The Commission proposed a rule, consistent with Section 409 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding family offices.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 275.202(a)(11)(G)-1 (new)
Legal Authority: 15 USC 80b-2(a)(11)(G)

Legal Deadline: Action Source Description Date Final  Statutory  Statute requires the Commission to provide legal defintion of family offices subject to exemption.   07/11/2011

Timetable: Action Date FR Cite NPRM  10/18/2010  75 FR 63753    NPRM Comment Period End  11/18/2010     Final Action  04/00/2011

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gove/rules/proposed/2010/ia-2098.pdf
RIN Data Printed in the FR: No
Agency Contact: Sarah ten Siethoff Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6729 Email: tensiethoffs@sec.gov