View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK67 Publication ID: Fall 2010 
Title: ●Reporting of Proxy Votes on Executive Compensation and Other Matters 
Abstract: The Commission proposed rule amendments to implement Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed amendments to rules and Form N-PX would require institutional investment managers subject to Section 13(f) of the Exchange Act to report how they voted on any shareholder vote on executive compensation or golden parachutes pursuant to Sections 14A(a) and (b) of the Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.14Ad-1(new)    17 CFR 240.326(new)    17 CFR 270.30b1-4    17 CFR 274.129   
Legal Authority: 15 USC 78m    15 USC 78w(a)    15 USC 78mm    15 USC 80a-8    15 USC 80a-29    15 USC 80a-30    15 USC 80a-37    P.L. 111-203, Section 951   
Legal Deadline:
Action Source Description Date
Final  Statutory  Statutory requirement for issuers to conduct separate shareholder advisory votes is effective January 21, 2011  nulldate 
Action Date FR Cite
NPRM  10/28/2010  75 FR 66622   
NPRM Comment Period End  11/18/2010    
Final Action  01/00/2011    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Alberto Zapata
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6784