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SEC | RIN: 3235-AK71 | Publication ID: Fall 2010 |
Title: ●Investment Adviser Performance or Incentive Fees | |
Abstract: The Division is considering recommending that the Commission publish for comment amendments to Rule 205-3 under the Investment Advisers Act, which provides an exemption from the prohibition of performance fees in Section 205 of the Act for advisory contracts with reference to dollar amounts. The amendments would adjust the dollar amount tests used in the rule for the effects of inflation. The amendments also would revise the rule to grandfather certain advisory contracts entered into before July 21, 2010. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 275-3 (Revision) (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 80b-5(e) PL 111-203, sec 418 |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Adam B. Glazer Division of Investment Management Securities and Exchange Commission 100 F Street NE., Washington, DC 20549 Phone:202 551-6732 Email: glazera@sec.gov |