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CFTC

RIN: 3038-AD06

Publication ID: Spring 2011

Title: Further Definitions of Terms Relating to Swaps and Security-Based Swaps
Abstract: Title VII of the Dodd-Frank Act requires that the CFTC and the SEC, in consultation with the Board of Governors of the Federal Reserve System, jointly further define certain terms (specifically "swap dealer," "security-based swap dealer," "major swap participant," "major security-based swap participant," and "eligible contract participant".
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Other Significant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 1.3
Legal Authority: PL 111-203, sec 712, Dodd-Frank Wall Street Reform and Consumer Protection Act

Legal Deadline: Action Source Description Date Final  Statutory  Statutory timeframe for mandatory rulemakings where no other deadline is specified   07/15/2011

Timetable: Action Date FR Cite ANPRM  08/13/2010  75 FR 51429    ANPRM Comment Period End  09/20/2010     NPRM  12/21/2010  75 FR 80174    NPRM Comment Period End  02/22/2011     Final Action  06/00/2011

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Related Agencies: Joint: SEC;
Agency Contact: Mark Fajfar Assistant General Counsel, Office of General Counsel Commodity Futures Trading Commission 1155 21st Street NW., Washington, DC 20581 Phone:202 418-6636 Email: mfajfar@cftc.gov