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SEC RIN: 3235-AK65 Publication ID: Spring 2011 
Title: Definitions Contained in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act 
Abstract: The Commission published a release proposing further definitions of "swap dealer," "security-based swap dealer," "major swap participant," "major security-based swap participant," and "eligible contract participant. The Commission published a separate release with the same RIN regarding other definitions and the regulation of mixed swaps. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: PL 111-203, title VII   
Legal Deadline:
Action Source Description Date
Final  Statutory  Dodd-Frank Act requires adoption 360 days after enactment.  07/21/2011 
Action Date FR Cite
ANPRM  08/20/2010  75 FR 51429   
ANPRM Comment Period End  09/20/2010    
NPRM #1  12/21/2010  75 FR 80174   
NPRM #1 Comment Period End  02/22/2011    
NPRM #2  05/23/2011  76 FR 29818   
NPRM #2 Comment Period End  07/22/2011    
Final Action  07/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Cristie March
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5574