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SEC | RIN: 3235-AK65 | Publication ID: Spring 2011 |
Title: Definitions Contained in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act | |
Abstract: The Commission published a release proposing further definitions of "swap dealer," "security-based swap dealer," "major swap participant," "major security-based swap participant," and "eligible contract participant. The Commission published a separate release with the same RIN regarding other definitions and the regulation of mixed swaps. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: PL 111-203, title VII |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Cristie March Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5574 Email: marchc@sec.gov |