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SEC

RIN: 3235-AK78

Publication ID: Spring 2011

Title: ●Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act
Abstract: The Commission proposed rules to implement the Whistleblower Program established by the Dodd-Frank Act. The Act requires the Commission to pay an award to eligible whistleblowers who voluntarily provide the Commission with original information about a violation of the federal securities laws that leads to the successful enforcement of a covered judicial or administrative action, or a related action.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 240    17 CFR 250
Legal Authority: PL 111-203 sec 922    15 USC 78u-6

Legal Deadline: Action Source Description Date Final  Statutory  Dodd- Frank Act sec 924  04/15/2010

Timetable: Action Date FR Cite NPRM  11/17/2010  75 FR 70488    NPRM Comment Period End  12/17/2010     Final Action  06/00/2011

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov/rules/proposed/2010/34-63237.pdf
RIN Data Printed in the FR: No
Agency Contact: Sam Waldon Division of Enforcement Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-4710 Email: waldons@sec.gov