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SEC RIN: 3235-AK78 Publication ID: Spring 2011 
Title: ●Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act 
Abstract: The Commission proposed rules to implement the Whistleblower Program established by the Dodd-Frank Act. The Act requires the Commission to pay an award to eligible whistleblowers who voluntarily provide the Commission with original information about a violation of the federal securities laws that leads to the successful enforcement of a covered judicial or administrative action, or a related action. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 240    17 CFR 250   
Legal Authority: PL 111-203 sec 922    15 USC 78u-6   
Legal Deadline:
Action Source Description Date
Final  Statutory  Dodd- Frank Act sec 924  04/15/2010 
Action Date FR Cite
NPRM  11/17/2010  75 FR 70488   
NPRM Comment Period End  12/17/2010    
Final Action  06/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Sam Waldon
Division of Enforcement
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-4710