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CFTC RIN: 3038-AC97 Publication ID: Fall 2011 
Title: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 
Abstract: The Commission will propose the issuance of proposed rulemaking relating to requirements for initial and variation margin for swap transactions that are not cleared, as required by section 731 of the Wall Street Transparency and Accountability Act of 2010. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 23   
Legal Authority: sec 731 of PL 111-203 (Dodd-Frank)   
Legal Deadline:
Action Source Description Date
Final  Statutory  Statutory timeframe for mandatory rulemakings where no other deadline is specified.  07/15/2011 
Timetable:
Action Date FR Cite
NPRM  04/28/2011  76 FR 23732   
NPRM Comment Period Extended  05/12/2011  76 FR 27621   
NPRM Comment Period End  06/27/2011    
NPRM Comment Period Extended End  07/11/2011    
Final Action  03/00/2012    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AD54 
Agency Contact:
John C. Lawton
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW,
Washington, DC 20581
Phone:202 418-5480
Email: jlawton@cftc.gov

Thelma Diaz
Associate Director, Division of Clearing and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5137
Fax:202 418-5536
Email: tdiaz@cftc.gov