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CFTC RIN: 3038-AD00 Publication ID: Fall 2011 
Title: Process for Review of Swaps for Mandatory Clearing 
Abstract: The Wall Street Transparency and Accountability Act of 2010, requires the Commission to adopt rules for a derivatives clearing organization's submission for review of a swap, or group, category, type, or class of swaps, that it seeks to accept for clearing for a determination by the Commission as to whether the swap, or group, category, type, or class of swaps, is required to be cleared. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 39    17 CFR 140   
Legal Authority: 7 USC 2(h), as amended by PL 111-203 (Dodd-Frank), sec 723   
Legal Deadline:
Action Source Description Date
Other  Statutory  or other specified deadline  07/21/2011 
Action Date FR Cite
NPRM  11/02/2010  75 FR 67277   
NPRM Comment Period End  01/03/2011    
NPRM Comment Period Extended  05/04/2011  76 FR 25274   
NPRM Comment Period Extended End  06/03/2011    
Final Action  07/26/2011  76 FR 44464   
Final Rule Effective  09/26/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen Donovan
Associate Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5096