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CFTC RIN: 3038-AD22 Publication ID: Fall 2011 
Title: Swap Data Recordkeeping and Reporting Requirements 
Abstract: The comment period for the Commission's proposed Swap Data Recordkeeping and Reporting Requirements rules closes on February 7, 2011. After reviewing comments, Commission staff will draft the final rule. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 45   
Legal Authority: sec 5b(k), 21(b) and 21(h) of the Commodity Exchange Act, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act.   
Legal Deadline:
Action Source Description Date
Final  Statutory  Statutory timeframe for mandatory rulemakings where no other deadline is specified.  07/15/2011 
Action Date FR Cite
Public Meeting  09/14/2010  75 FR 55575   
Public Meeting  11/19/2010    
NPRM  12/08/2010  75 FR 76574   
NPRM Comment Period End  02/07/2011    
NPRM Comment Period Extended  05/04/2011  76 FR 25274   
NPRM Comment Period Extended End  06/03/2011    
Final Action  12/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
David Taylor
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5488