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SEC RIN: 3235-AJ11 Publication ID: Fall 2011 
Title: Confirmation of Transactions in Open-End Management Investment Company Shares, Unit Investment Trust Interests, and Municipal Fund Securities Used for Education Savings 
Abstract: The Commission is withdrawing this item from the Unified Agenda because it does not expect to consider this item within the next 12 months, but the Commission may consider the item at a future date. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 240.15c2-2    17 CFR 240.15c2-3    17 CFR 240.10b-10   
Legal Authority: 15 USC 78j    15 USC 78k    15 USC 78o    15 USC 78q    15 USC 78w(a)    15 USC 78mm   
Legal Deadline:  None
Action Date FR Cite
NPRM  02/10/2004  69 FR 6438   
NPRM Comment Period End  04/12/2004    
NPRM Comment Period Extended  03/04/2005  70 FR 10521   
NPRM Comment Period End  04/04/2005    
Withdrawn  10/01/2011    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: Yes 
Related RINs: Related to 3235-AJ12, Related to 3235-AJ13, Related to 3235-AJ14 
Agency Contact:
Alicia Goldin
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5618
Fax:202 772-9270