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SEC

RIN: 3235-AK42

Publication ID: 2012

Title: Beneficial Ownership Reporting
Abstract: The Division is considering recommending that the Commission issue a concept release to identify possible revisions to Regulation 13D-G and Schedules 13D and 13G to modernize the beneficial ownership reporting requirements. The concept release would solicit comment on, among other things, the disclosure obligations relating to the use of equity swaps and other derivative instruments, shortening the filing deadlines, and public disclosure of significant short positions and short sales.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Prerule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined

Legal Deadline: None

Timetable:

Action	Date	FR Cite
ANPRM	10/00/2013

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: None
Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Nicholas Panos Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3440