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SEC RIN: 3235-AK43 Publication ID: Spring 2013 
Title: Proxy Voting and Shareholder Communications 
Abstract: The Commission issued a concept release to identify potential regulatory responses to concerns raised regarding proxy voting and shareholder communications. The Division is considering recommending addressing particular issues raised in the concept release in separate proposing releases with distinct RIN numbers. The Division is also considering recommending that the Commission publish an interpretive release addressing issues related to proxy advisory firms, including the disclosure of conflicts of interest. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Action Date FR Cite
ANPRM  07/22/2010  75 FR 42982   
ANPRM Comment Period End  10/10/2010    
NPRM  03/00/2014 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Raymond A. Be
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3500