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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AK57 | Publication ID: Spring 2013 |
| Title: Transfer Agent Regulation | |
| Abstract: The Division is considering recommending that the Commission propose additions and amendments to the current transfer agent rules in order to update the existing regulatory framework. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 240.17Ad-1 to 17Ad-4 17 CFR 240.17Ad-6 to 17Ad-7 17 CFR 240.17Ad-12 17 CFR 240.17Ad-13 | |
| Legal Authority: 15 USC 78q-1 | |
|
Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
| Federalism: Undetermined | |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Moshe Rothman Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5645 Email: rothmanm@sec.gov |
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