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CFTC RIN: 3038-AC97 Publication ID: Fall 2013 
Title: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 
Abstract: The Commission proposed requirements for initial and variation margin for swap transactions that are not cleared, as required by section 731 of the Wall Street Transparency and Accountability Act of 2010. Staff is considering recommending that the Commission issue a further notice of proposed rulemaking in order to give interested parties the opportunity to comment on changes to the proposal to harmonize international standards for margin for uncleared swaps. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 23   
Legal Authority: sec 731 of PL 111-203 (Dodd-Frank)   
Legal Deadline:
Action Source Description Date
Final  Statutory    07/15/2011 
Timetable:
Action Date FR Cite
NPRM  04/28/2011  76 FR 23732   
NPRM Comment Period Extended  05/12/2011  76 FR 27621   
NPRM Comment Period End  06/27/2011    
NPRM Comment Period Extended End  07/11/2011    
NPRM Further Notice  09/20/2011  76 FR 58176   
NPRM Further Notice Comment Period End  11/04/2011 
NPRM Comment Period Extended  07/12/2012  77 FR 41109   
NPRM Comment Period End  09/14/2012 
NPRM Further Notice  11/00/2013 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AD54 
Agency Contact:
John C. Lawton
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW,
Washington, DC 20581
Phone:202 418-5480
Email: jlawton@cftc.gov