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SEC | RIN: 3235-AL15 | Publication ID: Fall 2013 |
Title: Rules for Nationally Recognized Statistical Rating Organizations | |
Abstract: The Commission proposed rules and rule amendments to implement certain provisions of the Dodd Frank Act concerning nationally recognized statistical rating organizations, providers of third-party due diligence services for asset-backed securities, and issuers and underwriters of asset-backed securities. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 232.101 17 CFR 232.201 17 CFR 232.314 17 CFR 240.17g-1 17 CFR 240.17g-2 17 CFR 240.17g-3 17 CFR 240.17g-5 17 CFR 240.17g-6 17 CFR 240.17g-7 17 CFR 240.17g-8 17 CFR 240.17g-9 17 CFR 240.17g-10 17 CFR 249.1400 17 CFR 240.15Ga-2 17 CFR 249b.300 (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 78o-7 15 USC 78q 15 USC 78mm PL 111-203, secs 936, 938, and 943 |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: Undetermined |
Small Entities Affected: Businesses | Federalism: Undetermined |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2011/34-64514.pdf | |
RIN Data Printed in the FR: Yes | |
Related RINs: Related to 3235-AK17 | |
Agency Contact: Rachel Yura Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5729 Email: yurar@sec.gov |