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CFTC RIN: 3038-AD05 Publication ID: Spring 2014 
Title: Volcker Rule (Section 619) 
Abstract: The Commission finalized requirements to implement section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires limitations on proprietary trading, investment in hedge funds, and other activities by financial institutions. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 75   
Legal Authority: sec 619 of PL 111-203 (Dodd-Frank)   
Legal Deadline:
Action Source Description Date
Other  Statutory  or other specified deadline  07/21/2012 
Timetable:
Action Date FR Cite
NPRM  02/14/2012  77 FR 8332   
NPRM Comment Period End  04/16/2012    
Final Action  01/31/2014  79 FR 5807   
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AE13  Related Agencies: Common: TREAS/OCC, FDIC, SEC, FRS; 
Agency Contact:
Paul Schlichting
Assistant General Counsel, Office of the General Counsel
Commodity Futures Trading Commission
1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5884
Email: pschlichting@cftc.gov