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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AL60 | Publication ID: Spring 2015 |
| Title: Use of Derivatives by Investment Companies Under the Investment Company Act | |
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Abstract:
The Commission issued a concept release in RIN No. 3235-AL22 requesting public comment on issues under the Investment Company Act raised by funds use of derivatives. The Division is considering recommending that the Commission propose new rules under the Investment Company Act addressing the use of derivatives by funds and related matters, including disclosure of fund use of derivatives. |
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| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: Not Yet Determined | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
| Federalism: Undetermined | |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
| Related RINs: Related to 3235-AL22 | |
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Agency Contact: W. Danforth Townley Division of Investment Management Securities and Exchange Commission 200 Vessey Street, New York, NY 10281-1022 Phone:212 336-1049 Email: townleyw@sec.gov |
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