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FHFA RIN: 2590-AA45 Publication ID: Spring 2016 
Title: Margin and Capital Requirements for Covered Swap Entities 
Abstract:

A final rule required by sections 731 and 764 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, was jointly issued by the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Farm Credit Administration, the Federal Deposit Insurance Corporation, and the Federal Housing Finance Agency (collectively, the "Agencies"). That final rule (joint final rule) establishes capital and margin requirements on swap dealers, major swap participants, security-based swap dealers, and major security-based swap participants for which one of the Agencies is a prudential regulator. In response to an amended statutory mandate, the Agencies also jointly issued an interim final rule with request for comment, published simultaneously with the joint final rule, to implement certain exemptions and exceptions to the joint final rule. This final rulemaking will adopt the interim final rule.

 

 
Agency: Federal Housing Finance Agency(FHFA)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 12 CFR 1221   
Legal Authority: 7 U.S.C. 6s(e)    12 U.S.C. 4513    12 U.S.C. 4526    15 U.S.C. 78o-10(e)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/11/2011  76 FR 27564   
NPRM Comment Period End  06/24/2011 
NPRM Comment Period Extended  06/24/2011  76 FR 37029   
NPRM Comment Period Extended End  07/11/2011 
NPRM Comment Period Reopened  10/02/2012  77 FR 60057   
NPRM Comment Period Reopened End  11/26/2012 
Second NPRM  09/24/2014  79 FR 57348   
Second NPRM Comment Period End  11/24/2014 
Final Rule  11/30/2015  80 FR 74839   
Final Action Effective  04/01/2016 
Interim Final Rule  11/30/2015  80 FR 74915   
Interim Final Rule Comment Period End  01/31/2016 
Interim Final Rule Effective  04/01/2016 
Final Rule  05/00/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.regulations.gov; www.fhfa.gov   Public Comment URL: www.regulations.gov; www.fhfa.gov  
RIN Data Printed in the FR: No 
Related Agencies: Joint: TREAS/OCC, FCA, FDIC, FRS; 
Agency Contact:
Peggy K. Balsawer
Associate General Counsel
Federal Housing Finance Agency
400 Seventh Street SW.,
Washington, DC 20219
Phone:202 649-3060
TDD Phone:800 877-8339
Email: peggy.balsawer@fhfa.gov