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CFTC RIN: 3038-AD73 Publication ID: Spring 2016 
Title: Annual Stress Test 

Staff is considering recommending to the Commission proposed rules to implement section 165(i) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires certain financial companies to conduct annual stress tests pursuant to regulations prescribed by their respective primary financial regulatory agencies. Specifically, the recommendation would require registrants and registered entities supervised by the Commodity Futures Trading Commission with total consolidated assets of more than $10 billion to conduct an annual stress test as prescribed by this proposed rule. In addition to the annual stress test requirement, such institutions would be subject to certain reporting and disclosure requirements.

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 3   
Legal Authority: Pub. L. 111-203, sec 165(i)(2), Dodd Frank   
Legal Deadline:  None
Action Date FR Cite
NPRM  05/00/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Frank Fisanich
Chief Counsel, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5949