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SEC RIN: 3235-AL37 Publication ID: Spring 2016 
Title: Crowdfunding 
Abstract:

The Commission adopted rules to implement title III of the JOBS Act by prescribing rules governing the offer and sale of securities through crowdfunding under new section 4(a)(6) of the Securities Act.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 227   
Legal Authority: 15 U.S.C. 77a et seq.    15 U.S.C. 78a et seq.    Pub. L. 112-108, secs 301 to 305   
Legal Deadline:
Action Source Description Date
Final  Statutory    12/31/2012 
Timetable:
Action Date FR Cite
NPRM  11/05/2013  78 FR 66428   
NPRM Comment Period End  02/03/2014 
Final Action  11/16/2015  80 FR 71388   
Final Action Effective  05/16/2016 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2015/33-9974.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Timothy White
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-7232
Email: whitet@sec.gov

Sebastian Gomez Abero
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3460
Email: aberos@sec.gov