RIN Data
SEC | RIN: 3235-AL42 | Publication ID: Spring 2016 |
Title: Investment Company Reporting Modernization | |
Abstract:
The Commission proposed new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 200 17 CFR 210 17 CFR 230 17 CFR 232 17 CFR 239 17 CFR 240 17 CFR 249 17 CFR 270 17 CFR 274 | |
Legal Authority: 15 U.S.C. 77 et seq. 15 U.S.C. 77aaa et seq. 15 U.S.C. 78a et seq. 15 U.S.C. 80a et seq. 44 U.S.C. 3506 44 U.S.C. 3507 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: Undetermined |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2015/33-9776.pdf | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Sara Cortes Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5137 Email: cortess@sec.gov |